IIROC publishes new plain language rules
The Investment Industry Regulatory Organization of Canada (IIROC) announced today that it has rewritten its existing Dealer Member Rules (DMRs). IIROC published its new, plain language Dealer Member Rules this morning, along with other form revisions and amendments to its client identification and verification requirements.
“The transformation of the Rule Book is a major step forward for IIR...
by The IJ Staff Aug. 22, 2019, 1:30 p.m.